SKU:
INV002
Price:
US$40.00
Total Time:
60 min
Credits:
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Structuring a Hedge Fund Investment Adviser Compliance Program

A one-hour introduction to basic principles for establishing an effective hedge fund compliance program.  Aimed at compliance officers and counsel at registered investment advisers, the class places special emphasis on debunking the myth that hedge funds are “unregulated.”  The class suggests organizational structures for the compliance department and the adviser aimed at promoting a strong culture of compliance. 

About the Lecturer

Philip Thomas
Philip Thomas is counsel at the law firm Garrity, Graham, Murphy, Garofalo & Flinn where he specializes in private fund legal and regulatory matters. Philip is also the Chief Compliance Officer to an investment adviser that serves both hedge fund and Registered Investment Company clients. He was previously CCO to several significant registered and unregistered investment advisers in New York C...

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